Controls Assurance Manager

About HUB24

At HUB24, we’re rethinking the way wealth management works, combining platform, technology and data to create better outcomes for financial professionals and their clients.

 

Our purpose is simple:  Empower better financial futures, together.

 

What sets us apart is how we work. We back bold thinking, move with pace, and turn ideas into action. You’ll have the opportunity to make a real impact across your team, the business, and for the clients we support every day.

 

HUB24 Limited is an ASX-listed company (ASX: HUB) and part of the ASX100. We have over 1,100 employees across Australia, with offices in Sydney, Melbourne, Brisbane, Perth and the Gold Coast. 

Why you’ll enjoy working here

We create an environment where you can do your best work and see the impact of it.

• Work with smart, collaborative people who get things done.
• Your ideas won’t sit in a backlog, they’ll be heard, tested and actioned.
• Grow your career your way, with support to learn, stretch and explore new opportunities.

 

We also offer benefits to support you inside and outside of work:

• Genuinely flexible and hybrid ways of working.
• Employee Share Scheme.
• Additional leave and wellbeing support.
• Enhanced parental leave and support through different life stages.
• Everyday benefits, including discounts and financial wellbeing support.

Why this is an exciting opportunity

Join HUB24 Group Risk & Compliance in a Line 2 assurance role supporting the Senior Manager, Controls Assurance.

You will provide independent oversight and challenge, test key risk and compliance controls, and help ensure business outcomes remain within HUB24 Group Risk Appetite and regulatory requirements.

What you’ll be doing

• Deliver risk-based testing, review and reporting on key risk and compliance controls.
• Identify control gaps, recommend practical improvements and monitor corrective actions.
• Maintain the annual controls assurance plan and support assurance methodologies, procedures and reporting.
• Monitor the control environment, including incidents, breaches and complaints, and provide analysis and insights.
• Complete post-implementation control reviews for significant regulatory change programs.
• Work with business teams to strengthen operational controls and support audit readiness.
• Provide clear updates and input to Risk & Compliance reports for senior stakeholders, Boards and Committees.

What you bring

You don’t need to tick every box, but experience in the below will set you up for success.

Experience & Skills

• A bachelor's degree in law, finance or business.
• At least 2-3 years of experience in controls assurance, audit or a similar discipline.
• Controls assurance experience within an Australian financial services institution, ideally in wealth management.
• Sound knowledge of relevant financial services regulatory requirements.
• Strong analytical skills, sound judgement and the ability to work independently and objectively.
• Clear communication, influencing and stakeholder management skills.
• Strong attention to detail, effective prioritisation and the ability to meet tight deadlines.
• GRCI or RMIA accreditation will be viewed favourably.

Our process

We aim to keep the process simple and respectful of your time:

• You’ll receive an acknowledgement after applying.
• Our Talent team will review your application and keep you updated.
• If shortlisted, we’ll connect to learn more about you.
• Interviews may be virtual or in person.
• You’ll receive an outcome and feedback.

 

If you need any adjustments, please let us know - we’re here to support you.

 

Our commitment

We’re committed to building an inclusive environment where everyone feels valued and supported to do their best work. We welcome applications from people of all backgrounds, identities and experiences.

 

Agencies, we work with a panel of preferred suppliers and are not accepting any unsolicited CVs.