Operational Risk Specialist

Job SummaryThe Junior Risk Operations Executive supports the Risk and Compliance team in monitoring operational risks, conducting daily risk controls, and ensuring adherence to internal policies and regulatory requirements. The role involves reviewing transactions, identifying potential risk indicators, assisting with investigations, and maintaining accurate records to support the organization's risk management framework.
Key ResponsibilitiesRisk Monitoring & ControlPerform daily monitoring of transactions, accounts, and operational activities to identify potential risk eventsEscalate suspicious, unusual, or high-risk activities to senior team membersConduct routine risk reviews and control checks in accordance with internal proceduresAssist in monitoring key risk indicators (KRIs) and operational risk metricsOperational Risk ManagementSupport the identification, assessment, and reporting of operational risksMaintain records of risk incidents, errors, and corrective actionsAssist with root cause analysis and remediation trackingMonitor adherence to internal controls and risk management policiesTransaction & Account ReviewsReview client transactions and account activities for potential irregularitiesSupport investigations relating to transaction exceptions, disputes, or operational incidentsEnsure proper documentation and evidence are maintained for reviews performedRegulatory & Compliance SupportAssist with regulatory reporting and compliance monitoring activitiesSupport AML/CFT, sanctions screening, and customer due diligence reviews where requiredEnsure risk-related records are maintained in accordance with regulatory and company requirementsReporting & DocumentationPrepare daily, weekly, and monthly risk reportsMaintain accurate risk registers, logs, and operational recordsAssist in preparing management reports and audit documentationAudit & Process ImprovementSupport internal and external audit requestsAssist in reviewing and improving operational processes and controlsParticipate in risk-related projects and system enhancement initiatives
RequirementsDiploma or Bachelor's Degree in Finance, Business, Economics, Risk Management, Accounting, or a related discipline0–2 years of experience in Risk Operations, Compliance, Operations, Banking, FinTech, or Financial Services