Powered by pgvector · cosine kNN
Financial service
About the role
VATEE Markets is an Australian financial services firm based in Canberra, providing financial markets and trading services to wholesale clients.
Our business operates within a broader international financial services group, with operations across multiple jurisdictions. We work closely with regulators, financial institutions, legal and accounting professionals, technology providers and other financial services partners.
As our Australian and international operations continue to grow, we are looking to expand our compliance and corporate affairs team in Canberra.
About the RoleWe are seeking a Junior Compliance & Corporate Affairs Associate to join our Canberra office.
This is an excellent opportunity for a recent graduate or early-career professional who is interested in developing a career in financial services, compliance, regulation and corporate affairs.
Working closely with the Managing Director, you will assist with a broad range of compliance and corporate matters across our Australian and international operations. The role provides hands-on exposure to financial services regulation, corporate governance, AML/KYC, client onboarding, banking and regulatory communications.
This is a junior position and we do not expect candidates to already have experience in every area. Training and ongoing guidance will be provided.
Key ResponsibilitiesSupport the ongoing compliance and regulatory obligations of our Australian financial services business
Assist with regulatory correspondence, reporting and submissions
Maintain compliance records and registers, including complaints, incidents, breaches and conflicts
Assist with AML/KYC reviews and wholesale client onboarding
Coordinate with regulators, external legal counsel, accountants, auditors and other professional advisers
Assist with corporate governance, regulatory filings and ongoing corporate maintenance
Support banking, payment provider and other financial institution onboarding and periodic KYC reviews
Liaise with international corporate service providers and assist with matters relating to our overseas operations
Monitor regulatory and corporate deadlines and follow up on outstanding matters
Maintain well-organised corporate, compliance and regulatory documentation
Provide general compliance, corporate and administrative support to the Managing Director
We are particularly interested in candidates with an academic background in Law, Finance, Accounting, Commerce, Business or a related discipline. A legal background will be highly regarded.
You will ideally have:
Strong written and verbal English communication skills
Excellent attention to detail
Strong organisational and time-management skills
The ability to manage multiple tasks and deadlines
A professional and responsible approach to confidential information
Confidence communicating with external professionals and organisations
A willingness to learn and take ownership of your work
An interest in financial markets, financial services regulation or corporate affairs
Previous experience in financial services, compliance, legal practice, banking, accounting or corporate administration would be advantageous, but is not essential.
Recent graduates are encouraged to apply.
Your match
See how you fit
Scored against this job in seconds
Your account
Sign in to apply
Your profile and your match for this job appear right here.
By continuing you agree to our Terms and Privacy Policy.
Next step
Apply for this role
via Jora — opens their site
Applications via Jora
Your job hunt, handled
Ask about any role and get a straight answer on your fit. Then stop searching: new matches land in your WhatsApp the moment they’re listed.
Free for jobseekers
O-Bank Co., Ltd
Job Description Assist in the design and execution of AML/CFT program, transaction monitoring, KYC/EDD processes and suspicious matter reporting. Liaise with business units and external regulators, maintain compliance…
KandL Gates
DISCOVER more opportunities to DEVELOP your talents and THRIVE in a dynamic legal landscape. At K&L Gates, we are looking for smart, imaginative and hard-working people with diverse backgrounds, experiences and ideas …
CSC Holdings
Compliance Specialist, Australia & New Zealand Sydney, Australia Monday to Friday, 38 hours week Hybrid About the role You will report directly to the Associate Director, Compliance and Risk with a dotted reporting li…
CITIC
Position Description The Compliance Officer will assist with the management of the compliance framework for CITICS CLSA’s Australian businesses. This role is broad, covering all facets of regulatory compliance affecti…
KandL Gates
DISCOVER more opportunities to DEVELOP your talents and THRIVE in a dynamic legal landscape. At K&L Gates, we are looking for smart, imaginative and hard-working people with diverse backgrounds, experiences and ideas …
Anton Murray Consulting
Sydney Ancillary Areas Permanent In this role you will be joining the KYC and Counterparty Onboarding function which forms part of the core Operations team working closely with Trading, Operations, Compliance, Legal a…